1. Slavery in modern times is the subject of one of the liveliest fields
of present-day historiography. The scope of research is cosmopolitan,
the principal centres of research being located in the United States
of America with additional work done in Britain, France, the Netherlands
and various African and Caribbean countries.[1]
Long before ‘global' history became fashionable, as it did
in the 1990s, slavery studies implemented research designs which transgressed
the boundaries of national or regional histories. Since Atlantic slavery
owed its existence to long-distance traffic and to the collusion of
trading agents in several different parts of the world, it was, from
the very beginning, a phenomenon of multi-local origins. Just as in
the case of Roman slavery, labour was forcibly obtained from exogenous
sources.[2] In contrast to
social history within a national frame of reference or ‘international
history' in a conventional sense, the history of slavery involves
social discontinuity: large groups of people were transplanted into
alien environments with no chance of ever returning to their native
place. Slavery itself originated in a process of forcible uprooting,
of ‘social death'.[3]
In cases where a minimum of cultural identity could be preserved or
recreated, this led to the formation of new communities in the Western
Hemisphere. Thus, Atlantic slavery, itself the consequence of various
forms of transgression, gave rise to new spatial networks of interaction.
The diaspora came to be a fundamental type of social experience. Diaspora
studies, today a flourishing field of historical studies, have been
developing in tandem with the growing interest in slavery.[4]
Slavery studies are usually rooted in some immediate political concern.
This special context should not be ignored. Where slavery did not exist
in modern times, interest in the subject tends to be slight. An American
or an African audience would immediately recognize its importance. In
those parts of the world, slavery and its consequences are still a virulent
and highly contested issue. Slavery is not just an academic, but also
a morally and politically potent problem. A growing number of spokesmen
for African, among them Wole Soyinka, the great Nigerian writer and
winner of the 1986 Nobel Prize for literature, are today demanding reparations,
perhaps a kind of Marshall Plan for Africa. In the United States, the
juridical success of former forced labourers under Nazi terror has encouraged
leaders of the black community to consider suing for damages. In Britain
or France, the subject of slavery is likely to evoke less interest,
even though these two nations were, by any account, the most active
colonialists and the most determined slaveholders in modern European
history. Both countries still have sizeable black minorities. The situation
is different in Germany and in Italy. The colonial epoch of their national
histories began at a time when slavery as an acceptable social institution
had disappeared from Western civilization, including the European overseas
empires. One of the main justifications for the German conquests in
East Africa in the 1880s was exactly the eradication of the Arab slave
trade.[5] A that time slavery
was regarded as an attribute of barbarism, unworthy of the allegedly
superior Occident. Having missed out on the early modern period of European
expansion, the Germans were robbed of the opportunity to become slaveholders.
2. However, this is only one half the story. During the early 1940s,
the Germans established a huge system of forced labour and slavery covering
large parts of occupied Europe.[6]
The term ‘slavery' is totally appropriate for that system.
One of its architects, Hitler's Minister of Armaments, Albert
Speer, later himself wrote a book entitled Der Sklavenstaat.
In some ways, Nazi slavery was worse than anything seen before. Classical
or early-modern slavery, with all its unspeakable brutality, had never
been based, as Nazi slavery was, on the notion of ‘Vernichtung
durch Arbeit', working human beings systematically to death.
The slave was an investment and required at least a minimum of care.
All in all, between the mid-sixteenth and the mid-nineteeenth centuries,[7]
an estimated 11 to 12 million Africans were forcibly transported to
the New World. From 1941 to 1945, about 9.5 million foreign civil labourers
and prisoners of war were exploited in German labour camps and on industrial
sites, prisoners in Concentration Camps not included.[8]
So, Germany does indeed have a historical experience of slave-holding,
but one that has hardly entered public consciousness and that is seldom
seen within the context of a broader, a general European historical
experience. Being aware of this, leads to a different form of cross-boundary
historiography: one that looks at the long-term development of general
European labour regimes and manifestations of social power. Slavery
appeared in a plurality of individual manifestations, and the term may
even suggest similarities that are difficult to substantiate. On the
other hand, the uniqueness of Europe from Roman times to the 1940s emerges
clearly: No other civilization rivals Europe in the recurring emergence
of large-scale systems of extreme coercion.
The vast majority of human societies, as far as evidence survives, knew
slavery. A slave, whether man or woman, can be defined as a person of
the lowest possible status and devoid of codified and customary rights.
In many cases an outsider, perhaps a prisoner of war, he or she, is
‘socially dead', not backed by an ancestral family or enmeshed
in a kin group. The slave enjoys no protection other than by her or
his own master. He or she can be bought and sold, donated and inherited.
The slave is a property, but does not own property. He
possesses no independent means of subsistence. Even natural reproduction
remains under the control of the master. In other words: Slave families
are the exception rather than the rule. Slavery in this sense existed
in endless variations and in many degrees of harshness. Slaves could
rise to eminent positions of power in the service of Oriental princes.
They could also lead most miserable lives at the bottom of a social
hierarchy.
3. From among many societies with slaves in all ages and on all
continents, very few societies stand out as being true slave societies:
societies in which slavery, typically in large-scale plantations, stands
at the centre of production, where slave-holders form the dominant,
or perhaps the only, ruling class and where slavery penetrates the entire
social and political body and leaves no part of it untouched.[9]
Documented history knows only five examples of this kind of slave society:
two of them in Antiquity, namely classical Greece and – in a fully
articulated form – Italy during the late Republic and the Principate.
The remainig three existed in the Atlantic World of the Early Modern
Period: in Brazil, on the colonized islands of the Caribbean and in
the southern part of North America. These three slave societies in the
Western Hemisphere were entirely new, we may even say: revolutionary
developments, completely unrooted in local traditions. Nothing remotely
similar had ever existed in the Americas. The slave societies were also
quite different from more conventional colonial societies such as Mexico.
In Mexico, the Spanish conquistadores had removed and – so some
extent - physically destroyed the Aztec aristocracy, putting themselves
in their place. The traditional social hierarchy continued to exist
with a new European power elite at the top.[10]
By contrast, the slave societies were the experimental result of a novel
combination of factors. Economically speaking, America provided land,
Europa technology, management and power and Africa the labour force.
Such a tough-minded way of putting things is legitimate, since profit
was the only ‘raison d'être' of these societies.
The central resource-consuming and profit-generating mechanism, at the
same time the characteristic social institution of these societies,
was the slave plantation. Because of the centrality of the plantation
for all aspects of life in these societies, the American historian Philip
Curtin has suggested the helpful term ‘plantation complex'.[11]
The plantation complex emerged on several mediterranean islands towards
the end of the Middle Ages. By Sixteenth century, it had achieved its
fully developed form on the Portuguese Azores and the Kapverdian Islands.
Already at that time, its main purpose was the production of the most
important commodity in early modern inter-continental trade: sugar.[12]
From the Eastern Atlantic the plantation complex was then transferred
to Brazil. This happened around 1550. Several decades later, Dutch entrepreneurs
carried it to the West Indies.[13]
By 1630, the plantation complex had taken root on English Barbados,
sparking off a spectacular sugar boom. In 1655 the English conquered
Jamaica and hurried to transform the island into a slave society. Simultaneously,
the plantation complex invaded the French possessions Guadeloupe, Martinique
and St. Domingue (today's Haiti). By 1789 St. Domingue had outstripped
Jamaica as the quintessential sugar island. On its 8.000 plantations,
half a million black slaves produced about two thirds worth of the entire
French foreign trade. By many indicators, St. Domingue was one of the
most profitable colonies in history.[14]
By the mid-seventeenth century the slave plantation had gained a firm
foothold also in the North of the continent. It had expanded slowly
first in tobacco-producing Virginia, later in other English colonies
in the New World. On the eve of the American revolution of 1776, we
find roughly north of Baltimore societies with slaves, south
of that point slave societies of a Caribbean type.[15]
The slave trade from Africa grew constantly over the centuries. It reached
its peak in terms of average annual numbers of slaves transported during
the second half of the eighteenth century. At that time, cities like
Bristol or Nantes acquired enormous wealth as the headquarters of British
and French slave traders.[16]
4. The slave societies proved remarkably stable. Slave revolts were
supressed with ferocious brutality and unfailing success. There was,
however, one exception from this rule: Encouraged by the revolutionary
rhetoric of egalité and fraternité, the slaves of Saint-Domingue
turned against their white masters and also against a small class of
métis (mixed blood) slave-holders which was a special
feature of Saint-Domingue. They also managed, supported by tropical
fevers, to repel large French and British expeditionary forces. In 1804,
the revolution on Saint-Domingue, a little-known contemporary of the
great American and the French revolutions, resulted in the founding
of the first non-white post-colonial state: Haiti.[17]
However, Haiti was unique. The murderous success of the Haitian slaves
put the colonial powers on their guard and prompted them to tighten
security. Slavery survived the Age of Enlightenment and Revolution.
The famous dual revolution around 1800 in politics and economics did
not really affec the slave societies. By 1830, Atlantic slavery was
at the summit of its vitality. In the North American South it was just
entering its Golden Age, because the early industrialization of Europe
created an enormous additional demand for cotton, the main staple product
of the Southern plantation economy.
At the same time, countervailing forces worked towards the undermining
and dismantling of the slave system.[18]
From 1808, the slave trade was banned in the British Empire by
mandate of Parliament.[19]
This was soon construed as the right of the British navy to search –
even on the high seas, in other words: in neutral waters – any
vessel under any flag and to liberate all slaves, if they were found.
In 1833 Parliament went one step further and declared illegal not just
the slave trade, but slavery itself in all British colonies. This mainly
referred to the West Indies and to South Africa. In India, there were
no British-run slave plantations. Indigenous forms of slavery in India
(in particular debt slavery) were outlawed much later. For some years,
Britain stood alone. In 1848, however, a determined group of anti-slavery
activists seized the opportunity of revolutionary turmoil in France
to push through the abolition of slavery in the French empire.[20]
The American Civil War broke out in 1861, mainly over the problem of
extending slavery to new territories. After four years of a bitter and
devastating struggle, the Southern Confederation, the most powerful
slaveholder-state in modern history, collapsed under dramatic circumstances.
The victory of the North terminated slavery in the entire Union. This
amounted to a revolutionary act, since the planter oligarchy was regarded
as traitors of the nation and lost its slaves without compensation –
quite a contrast to the British empire after 1833 where high indemnities
had been paid to former owners. The final phase of abolition arrived
in 1886, when the slaves on the Spanish sugar island Cuba were liberated.[21]
Two years later, slave resistance in conjunction with a liberal movement
secured freedom for the remaining 1.2 million slaves in Brazil.[22]
1888 marked the demise, at least the nominal demise (since conditions
did not improve overnight and new forms of dependency were soon to emerge),
of slavery in the Atlantic world. Only towards the end of the nineteenth
century did, thus, a prime feature of the ancien régime disappear.
In a sense, the early modern period came to its close in the 1880s.
5. We can even broaden the picture. Almost simultaneously with the rise
of slavery in the New World, a new kind of slave-like serfdom had been
introduced in Russia. These two processes, strikingly similar, do not
seem to have influenced one another in any way. Russian serfdom departed
significantly from the serfdom that had existed in medieval Europe,
the most salient feature of which was binding the peasant to the land.
Peasants were no longer free to go wherever they wished. On the other
hand, they could not be moved against their will independently of land.
This changed in Russia from the 1660s onwards: now noblemen began buying
and selling serfs without land. By the eighteenth century the practice
had become commonplace. Serfs could be bought and sold, traded, won
and lost at cards. They were, like slaves, personal property.[23]
In Russia, too, there were many serf revolts and all of them, including
the great uprising led by Emilian Pugachev between 1773 and 1775, ended
in utter defeat. Russian serfdom did not succumb to pressure from the
victims. It was terminated in 1861, the year when the American War of
Secession began, through the personal decision of Tsar Alexander II,
encouraged by his top advisers. After Russia's defeat in the Crimean
War, they regarded serfdom as a symbol of non-Western barbarism and
as an impediment of Russia's modernization. Whatever the motives
and reasons behind the policy to improve the status of more than 11
million serfs: it contributed to the fact that in the 1880s the Western
world – that is, Europe and its offshoots in the Americas –
had achieved an unprecedented degree of civil liberty. This precious
moment in history, rarely noticed by historians, was but of short duration.
New forms of racism and ethnic exclusion soon restricted its impact
and made way for the systems of coerced labour that emerged in the twentieth
century.
Even so, if we look back from the vantage point of the 1880s, we witness
one of the most extraordinary processes in history: rarely or never
before had there been anything like it: the total loss of legitimacy
and the practical destruction of an institution which had been uncritically
accepted for centuries. At the same time, it has to be said, even at
the risk of sounding "Eurocentric", that the West took indeed
a special path. The systems of large-scale slavery constructed by Europeans
during the so-called early modern period were unparalleled anywhere
in the world in terms of cruelty and efficiency. On the other hand,
there was never elsewhere anything coming close to the voluntary dismantling
of slavery as it occured in Europe and the Americas. Slavery in the
Islamic world came to an end not primarily through endogeneous movements
of reform, but only after much pressure applied by the European powers.[24]
6. So much for a sketch of the problem of Atlantic slavery in its entirety.
Whole libraries have been written on slavery and abolition. A high percentage
of this work is of superior quality, and it is perhaps no exaggeration
to say that research on slavery has been one of most productive and
most vibrant fields of international historical scholarship during the
past two or three decades. Most of the literature is very detailed.
Slave studies, twenty years ago a playground for cliometricians and
quantifying model-builders, are now firmly in the hands of advocates
of thick description, of microstoria, of the history of experience
and emotion. At the same time, pure descriptivism has been kept within
bounds. Scholarship of all schools and persuasions remains linked to
the great explanatory issues that have dominated the field from its
very beginning.
The rise, climax and fall of Atlantic slavery forms a cycle of classical
elegance.It is difficult to explain a cyclical pattern unless one has
recourse to some mysterious historical law. In the case of slavery one
can make the interesting observation that we need different kinds of
explanation for the various phases of the cycle. To put it differently:
The big question has to be broken down into manageable portions. The
first of these medium-range questions, in logical and chronological
order, has to be this: why did the slave societies of the Western Alantic
(or the plantation complex) emerge in the first place? This question
is of a special poignancy because Europeans did not simply project
their own institutions onto the newly-acquired overseas periphery. At
exactly the same time when the plantation complex flourished in America,
the last rudiments of unfree labour were disappearing from Britain,
the Netherlands and France. Galley slavery and forcible recruitment
to the Army and Navy were phased out. In Scotland miners were released
from slavery-like working conditions in 1775. Courts ruled that slaves
who had absonded from slave ships became free persons upon reaching
British territory and were legally protected against persecution by
their former masters. Western Europe took pride in being a slave-free
civilization. The emerging European identity and sense of superiority
over the rest of the world was firmly built around the notion of rejected
slavery.[25] The revolutionary
rhetoric of 1688 and 1789 was suffused with professions of a spirit
of liberty in sharp contrast to a state of slavery. "Britons never,
never shall be slaves," proclaims the famous hymn "Rule
Britannia", created in the year 1740 and still chanted at the
last night of the Proms in London every September. The American revolutionaries
of 1776, many of them slave-owners, railed against ‘slavery'
allegedly imposed upon them by King George III.
7. At that time, there were no slaves anymore in Western Europe. Whereas
in classical Rome large-scale slavery was practiced in the core rather
than at the peripheries of the empire, the reverse was true for early
modern Europe. Slavery was an invisible institution, externalized to
the distant periphery. While archival materials abound and still fuel
extensive research, there were comparatively few published contemporary
accounts of the slave colonies, let alone the slave trade. Not until
the revolution on Saint-Domingue, which began in 1791, was the European
public alerted to the problem – and then in a highly alarmist
language. One cannot escape the impression that slavery was simply taken
for granted for a very long time. Ancient modes of thought were carried
over into the modern period: Aristotle's theory of a ‘natural
slavery' of the barbarians as well as the possibility in Roman
Law to treat a person as if she or he were a thing, in other words:
the concept of chattel slavery. This concept fitted quite well with
the new ideology of possessive individualism. Besides one outspoken
defender of slavery like Hugo Grotius, it is surprisingly difficult
to find explicit apologies, let alone "theories" of colonial
slavery. Slavery was treated at best as an embarassment, normally however,
as part of the natural order of things.The institution did not seem
to require elaborate justification. Only after about 1830 did a pro-slavery
discourse emerge in the American South.[26]
At that time this was a defensive reaction against an increasingly vehement
abolitionist denunciation of human bondage.
There were Enlightenment critics of slavery: Montesquieu (who
was the first philosopher to subject the problem of slavery to the critical
tools of les Lumières), the abbé Raynal,
above all (but quite late) Condorcet and the young Alexander von Humboldt,
who commented on Cuban slavery in the language of the Enlightenment.
Still, major thinkers of the Enlightenment, Edward Gibbon and David
Hume among them, were equivocal about the institution as was John Locke,
himself famously involved in the slave-trading business. The predominant
attitude of the European Enlightenment towards the African slave trade
and colonial slavery was embarassed silence.[27]
8. This diagnosis is closely related to the question of why the plantation
complex could arise at all. Of course it was not just Roman Law plus
theological ideas about original sin put into practice. Also, slavery
was not the result of racialist fantasies or other kinds of "cultural
construction". An idealist explanation for the rise of slavery
will not suffice. However, the history of ideas is not entirely irrelevant.
The revival of ancient slavery was not made difficult or even impossible
by the veto-power of intellectual resistance. That such a veto-power
can be efficacious, is demonstrated by the well-known defence of the
native Americans by Bartolomé de las Casas and other sixteenth-century
Spanish theologians and jurists. These vociferous spokesmen for the
victims of the Conquista could not prevent and halt the devastation
and depopulation of the Caribbean islands, but they moved the Spanish
Crown to forbid the enslavement of the American Indios. (That this facilitated
the import of slaves from Africa is a different matter).
In spite of many arguments in favour of a cultural turn in the study
of history, we have to resort to an economic explanation of the rise
of modern slavery.[28] Two
factors came together: on the one hand rising incomes in Europe and
a growing demand for tropical luxury goods such as sugar and tobacco.
On the other the existence of advanced technology - in particular for
the manufacture of sugar - and the easy availability of factors of production.
Land was cheap and abundant in the colonies. Initial profits attracted
more and more adventurous capital. The problem was labour. Planting
and harvesting sugar cane in a tropical climate is murderous work, no
job for the European family farmer, no job for volunteers. The indigenous
population of the new world had been exterminated or was physically
too weak and also too difficult to discipline since it was easy for
locals to run away. In addition, empires have always been reluctant
to enslave their own subjects. A second option would have been to import
labourers from among the European underclasses. Under the so-called
system of indentured labour, this was done for some time. However, indentured
labourers were no slaves. Their condition of dependency was limited
by contract to a specified number of years, and of course it was not
inheritable. When wages rose in Europe towards the end of the seventeenth
century, indenture lost its attraction and the supply of labourers dried
up. Never since Antiquity, Europeans seem to have considered enslaving
each other. Sending enslaved convicts to the tropics might have, economically
speaking, eased the labour impasse. Europeans did all sorts of nasty
things to their fellow-Christians, but very unfrequently they used them
as slaves. This is remarkable since, for example, Africans never had
similar scruples. The ethnic and perhaps the cultural solidarity among
white Europeans was remarkably strong. This may have helped them in
their conquest of the world.
9. The third option – bringing in strangers from outside –
offered a solution without major disadvantages. African labourers were
used to tropical climates, accustomed to an Old World disease environment
and copiously available. The last point was crucial. Provided transport
across the Atlantic could be organized at reasonable costs (and it could),
the decisive variable was supply. It was the European's good fortune
that they did not themselves have to catch slaves in Africa. Slaves
were offered along the West African coast by indigenous merchants and
potentates. Slave-raiding soon turned into big business with whole states
specializing in preying on their weaker neighbours. The slave trade,
though European in origin and design, only functioned with African collaboration.[29]
Throughout the history of the Atlantic slave trade, African providers
guaranteed a steady supply of slaves at reliable prices. Paradoxically,
this peculiar arrangement points to the strength of African institutions
rather than to their feebleness. Had African resistance to an European
invasion been weaker, it might have been possible to establish the plantation
complex in, for example, Angola. As it was, the Africans prefered to
keep the Europeans at arm's length by doing offshore business
with them.
In summary: like the entire plantation complex itself, its very origins
were a combination of an atavistic institution of extreme violence with
advanced economic rationality. Slavery for export-production within
the early modern world-system was simply rational in terms of business
operations. So, the best explanation for the creation of the plantation
complex is an economic one.
What about its decline and fall? First of all, the Gibbonian
term ‘decline' is misleading. Russian serfdom, being exceptional
in this respect, was abolished by a stroke of the pen after a long period
of diminishing profitability. The same, however, is not true for plantation
slavery in the Caribbean and the United States. There is now consensus
among historians that in both cases slavery was brought to an end at
a time when its economic efficiency stood unimpaired. At the very least,
the plantation owners were convinced of its profitability.[30]
Slavery was assassinated in its prime: a case of ‘Econocide',
as the historian Seymour Drescher has put it.[31]
Thus, a purely economic explanation for the end of slavery is not supported
by sufficient evidence.
10. At least in the British case, slavery was abolished because many
contemporaries were convinced that free labour was more productive
than forced gang-labour and that, therefore, slavery stood in the way
of advancing capitalism. This very argument had been expounded by the
great Adam Smith as early as 1776.[32]
Modern historians respectfully disagree. They tend to see an example
here for a divergence of motives and causes. In a sense, slavery was
destroyed for the wrong reasons. But then, economic considerations,
whether correct or erroneous, did not play a determining role
in discrediting slavery.
Basically, only a limited number of objections can be raised against
slavery:
(1) that it is economically irrational (Adam Smith's argument
of 1776);[33]
(2) that it is politically harmful in the sense of placing a number
of inhabitants of a country under private despotism rather than under
the unmediated authority of the sovereign state (a rather powerful argument
early on advanced by Jean Bodin);[34]
(3) that it is unjust in terms of equality and natural rights;
(4) that it is morally wrong or even a religious sin.
A natural rights discourse was not decisive in discrediting slavery.
The French revolutionaries vacillitated in their commitment to liberty,
and in 1802 Bonaparte reintroduced slavery throughout the French overseas
empire (which was not terribly large at that time). Several of the fathers
of the United States were slave-holders. For this and other reasons,
the U.S. constitution of 1787 bore the mark of ambivalence.[35]
Enemies of slavery would invoke its authority, while advocates of slavery
found no obstacle in it to prevent the enormous geographical extension
of the plantation complex that took place in the early nineteenth century
and contributed decisively to the outbreak of the War of Secession in
1861.
11. Much more potent than a revolutionary natural or human rights discourse,
was the fourth of the arguments mentioned above - immorality. This is
a peculiarity of the British case. But we have to keep in mind that
Britain started the process of slave emancipation. Each of the subsequent
steps in this zig-zagging process was burdened with its own specific
meanings. The political contexts differed enormously. Morals and religion
never again had quite a similar importance. Yet, it was Britain that
took the lead. One has to say: Britain, not the British government.
Abolition began as a private concern of few individuals. It evolved
into the private concern of large segments of the middle classes. By
1830, Parliament – not yet reformed and, therefore, hardly an
organ of representative government in a modern sense – was under
strong pressure from extra-parliamentary agitation, bombarded with petitions,
admonished and implored in hundreds of public meetings. The urban middle
classes, and especially their female members, used the issue of slave
emancipation as a vehicle for venting their political frustration against
the noble oligarchy. This is, however, not to say that it was a means
to different and ulterior ends. The moral and religious impulses behind
abolitionism have to be taken very seriously indeed.
The Evangelical Revival in Great Britain and other parts of the British
world was a powerful movement of spiritual reconstruction and moral
self-assertion. Its roots go back to earlier Protestant dissent, and
it is no accident that the first group of people to demand an
end to slavery were the Society of Friends, the Quakers. In a profound
sense, the Evangelical Revival was Britain's cultural response
to the politics of the French Revolution. It was a revolution of the
souls. A new idea of Christian responsibility in the polical and social
world was expressed in terms of moral renovation, and this idea, in
turn, was linked to a vision of British superiority and of a British
mission to take the lead in the world-wide progress of civilization.
How this outlook differed from a natural rights approach is evident.
The argument was not that all men were born equal and that everybody
had a right not to suffer unduly. The central thought was rather
that it is morally reprehensible and even a sin, to inflict suffering
on others. In this way the focus of the argument shifted from the victim
to the perpetrator. Slavery was first to to be extinguished in
the souls of the slave-owners and, just as important, of those who profited
indirectly from the evil system. Consequentually, the British abolitionists
invented the politically motivated boycott. They ceased buying sugar
from Jamaica in the same way in which, until the demise of apartheid,
many people in Europe refrained from consuming products originating
from South Africa.[36]
12. The new religious sensitivity and national self-righteousness joined
a somewhat sentimental and abstract sympathy for the poor black slaves
with a strong desire for moral purity and a clean conscience. The mobilizing
effect of this potent mixture was extraordinary. It turned slavery into
a symbol of backwardness and evil and made its continued existence politically
impossible. Alexis de Tocqueville, the keen observer of the British
scene and determined critic of slavery, was correct when he commented
that British slave emancipation was "l'œuvre de la
nation et non celle des gouvernants."[37]
What were the ultimate motivating forces and causative factors behind
this œuvre? Certainly not economic laws or a purely utilitarian
calculus. Slavery was not overthrown for economic reasons, but fell
where it became politically and morally untenable. The actuality or
the prospect of slave resistance or rebellions played an important role
as did the instability of existing political orders. A profound factor,
still poorly understood by historians and sociologists, is normative
change. The public judgement on slavery shifted from tacit acceptance
to outrage, the image of the slave-holder from respectable gentleman
to evil villain.
In terms of intellectual history, Anglo-American abolitionism used a
"language" quite different from that of natural rights philosophy.
But it ultimately contributed to the same project. Abolitionism universalized
the early modern idea of liberty which was based on the right to private
property and the right to political representation, while not denying
the right to rob people elsewhere of their own liberty. "Britons
never shall be slaves" was one of the motti of the Glorious Revolution.
"No-body anywhere shall be a slave" ran the abolitionist
radicalization of that slogan. The humanitarian revolution of the nineteenth
century completed the political revolution of the eighteenth century.
Our present understanding of liberty is indebted to both.
In contrast to Britain, in the United States slavery was not a rallying
symbol for reform in general, but a burning domestic and constitutional
issue in its own right. Nothing less than the future of the nation was
at stake, not just that of a few hundreds of thousands of invisible
slaves far away and their handful of proprietors. In the American case,
economic factors certainly played a larger role without being preponderant.
Again, emotional, moral and religious aspects were enormously important
– in the Northern public at large as well as in a complex personality
like Abraham Lincoln. The victory of the Union in 1865 was not just
a national event.[38] It
dealt a mortal blow to slavery everywhere in the Western world. Slavery
in Brazil and in the Spanish Empire was now doomed. But what if the
South had won the war? Or if – a much more realistic scenario
– the war had ended in a stalemate, perhaps in the co-existence
of two separate states on the territory of the former United States
with one of them preserving slavery as its defining institution? We
should consider the following conclusion drawn by Robert Fogel, the
eminent historian and Nobel Prize winner:
"Peaceful secession, I believe, would not only have indefinitely delayed the freeing of U.S. slaves, but would have thwarted the antislavery movement everywhere else in the world. It would also very likely have slowed down the struggle to extend suffrage and other democratic rights to the lower classes in Europe, and it might have eroded whatever rights had already been granted to them in both Europe and North America. Since the forces of reaction would have been greatly encouraged, and those of democracy and reform demoralized, it is likely that the momentum for liberal reform would have been replaced by a drive for aristocratic privilege under the flags of paternalism and the preservation of order".[39]
13. As Fogel makes clear in his counter-factual speculation, the American
war about slavery was a highly dramatic inner-Western clash of
civilizations. A dissident political élite revolted against a
normative consensus that had evolved in what came to be "the West".
The war's outcome was much more than just an American affair.
It was an event of world-historical significance.
On several counts, Atlantic slavery is a good example for the framing
of historical problématiques in terms of interaction within
pluricultural spaces:
First, as a system, the slave-plantation complex emerged from
the nautical, commercial and military integration of the Atlantic space
by the seafaring European nations. It was forged from European, African
and American ingredients. Unlike in ancient Rome, in early modern Europe
the slave plantation was not a central element of societal organization.
It was a quintessentially colonial innovation which spread its tentacles
all over the Atlantic Ocean basin and its adjacent regions.
Second, as a network, the slave trade gave long-term continuity
to long-range contacts between different civilizations. These contacts
were partly of a direct kind, connecting the African sellers of slaves
to their Euro-American buyers. However, there were also indirect linkages:
the slave trade had profound repercussions for many interior parts of
Africa. Slave raiding destabilized regions far remote from the seaboard.
The rise and fall of African states became related to the vicissitudes
of the trade.[40] Many of
the interactions within the network were of a uni-directional character.
Only a tiny minority of the slaves ever returned to their native Africa.
The slave trade gave rise to what Ira Berlin has memorably portrayed
as a precarious ‘cosmopolitanism', at least during the first
two centuries of New World slavery. Berlin's central passage is
worth quoting in full:
"Black life on mainland North America originated not in Africa or in America but in the netherworld between the two continents. Along the periphery of the Atlantic – first in Africa, then Europe, and finally in the Americas – it was a product of the momentous meeting of Africans and Europeans and then their equally fateful rendezvous with the peoples of the New World. Although the countenances of these new people of the Atlantic –«Atlantic creoles» - might bear the features of Africa, Europe, or the Americas in whole or part, their beginnings, strictly speaking, were in none of these places. Instead, by their experience and sometimes by their persons, they had become part of the three worlds that came together in the Atlantic littoral. Familiar with the commerce of the Atlantic, fluent in its new languages, and intimate with its trade and cultures, they were cosmopolitan in the fullest sense".[41]
14. In simpler words: interaction across cultural boundaries in the
Atlantic arena shaped new identities, produced hybrid cultural forms
and resulted in translocal mental horizons.[42]
Third, as a movement, the struggle against slavery was much more
than a locally limited phenomenon. In accordance with transatlantic
interpretations of the Puritan movement,[43]
the earliest abolitionist creed, Quakerism, has to be seen as an intellectual
development spanning the Atlantic. Quaker colonization was, of course,
an important element of the American colonial experience. Abolitionism
in its later phases criss-crossed the ocean. People, arguments and methods
of agitation were exchanged between activists in Britain and the United
States. The British movement started and succeeded earlier and provided
support and advice to its U.S. counterpart. Revolutionary developments
in Europe had an immediate impact on slave emancipation in the New World.
The French Revoution triggered the revolutionary uprising in Saint-Domingue.
The cruel fate of the planter class on that Carribean island, in turn,
served as a warning to two or three generations among the defenders
of slavery in the United States. The "reverberating disaster of
St. Domingo"[44] contributed
powerfully to the hardening of racialist stereotypes. Proslavery positions
in Britain and North America evolved hand in hand. Finally, the question
of liberty under conditions of ongoing slavery – as this essay
has attempted to show – was redefined in a transatlantic context.
In the nineteenth century, slavery ceased being ignored. Liberalism
no longer side-stepped the issue of racial oppression, and the world-historical
significance of the Northern victory in the American Civil War was widely
understood. Slave emancipation was seen as part and parcel of the progress
of civilization in the Occident. The very idea of a homogeneous "West"
came to full fruition only after the disappearance of slavery from the
Atlantic sphere of the globe.
[1] A good overview can be
obtained from S. DRESCHER and S. L. ENGERMANN eds., A Historical
Guide to World Slavery, New York and Oxford, 1998; see also J. C.
MILLER, Slavery and Slaving in World History: A Bibliography,
3 vols., Millwood, 1993-1999. A topical introduction is D. TURLEY, Slavery,
Oxford, 2000.
[2] For Rome see the recent
summary: L. SCHUMACHER, Sklaverei in der Antike. Alltag und Schicksal
der Unfreien, Munich, 2001, p. 34.
[3] See the seminal work O. PATTERSON,
Slavery and Social Death: A Comparative Study, Cambridge (MA),
1982.
[4] See the excellent introduction: R. COHEN, Global Diasporas: An Introduction, London, 1997.
[5] This was, however, not a point of view typical of the Germans only. For case studies on the relation between colonial intervention and the suppression of slavery see S. MIERS and R. L. ROBERTS eds., The End of Slavery in Africa, Madison,WI, 1988.
[6] There are now a number of excellent new case studies on German occupational policies especially in Eastern Europe. Outstanding is C. GERLACH, Kalkulierte Morde. Die deutsche Wirtschafts- und Vernichtungspolitik, Weißrußland 1941 bis 1944, Hamburg, 1999.
[7] This is the number established, on the basis of an earlier estimate by PHILIP D. CURTIN, by PAUL E. LOVEJOY. See the comparative discussion of the various available estimates in D. RICHARDSON, Slave Trade: Volume of Trade, in DRESCHER and ENGERMAN eds., Historical Guide to World Slavery cit., p. 385-389.
[8] According to a leading historian: U. HERBERT, "Das Millionenheer des modernen Sklavenstaats", Frankfurter Allgemeine Zeitung, 16 March 1999, p. 54.
[9] This distinction was originally suggested by M. I. FINLEY, Ancient Slavery and Modern Ideology, London, 1980, p. 9.
[10] For a comparison of social hierarchies in Portuguese and Spanish America and the early modern Caribbean see H. S. KLEIN, African Slavery in Latin America and the Caribbean, New York, 1986, chapters 3 and 4.
[11] P. D. CURTIN, The Rise and Fall of the Plantation Complex, Cambridge, 1990. For a a succint analysis of the working of the plantation system see D. ELTIS, The Slave Economies of the Caribbean: Structure, Performance, Evolution and Significance, F. W. KNIGHT ed., General History of the Caribbean, vol. 3: The Slave Societies of the Caribbean, London and Basingstoke, 1997, p. 105-137.
[12] See B. W. HIGMAN, "The Sugar Revolution", Economic History Review, 53, 2000, pp. 213-236. Adding to a large literature on the economic history of sugar, recent research has drawn attention to ‘sugar' as a literary motive. See K. A.SANDIFORD, The Cultural Politics of Sugar: Caribbean Slavery and Narratives of Colonialism, Cambridge, 2000.
[13] R. BLACKBURN, The Making of New World Slavery: From the Baroque to the Modern, London and New York, 1997, chapters 4 and 5.
[14] On the economic success of Saint-Domingue in the eighteenth century see J. MEYER, et al., Histoire de la France coloniale: Des origines à 1914, Paris, 1991, p. 241-65.
[15] Finley's distinction between „societies with slaves" and „slave societies" is successfully applied to North America in I. BERLIN, Many Thousands Gone: The First Two Centuries of Slavery in North America, Cambridge,MA, 1998, p. 8 and passim.
[16] See as a case study: M. DRESSER, Slavery Obscured: The Social History of the Slave Trade in an English Provincial Port, London, 2001.
[17] See as an up-to-date summary: F. W. KNIGHT, FRANKLIN, "The Haitian Revolution", American Historical Review, 105, 2000, pp. 103-115.
[18] The full topical range if abolitionism is explored in H. TEMPERLEY ed., After Slavery: Emancipation and its Discontents, London and Portland (OR), 2000.
[19] See R. BLACKBURN, The Overthrow of Colonial slavery, 1776-1848, London, 1988, chapter 8.
[20] BLACKBURN, Overthrow, chapter 12. On earlier efforts to outlaw slavery in the French possessions see L. C. JENNINGS, French Anti-Slavery: The Movement for the Abolition of Slavery in France, 1802-1848, Cambridge, 2000.
[21] R. J. SCOTT, Slave Emancipation in Cuba: The Transition to Free Labor, 1860-1899, Princeton (NJ), 1985.
[22] R. J. SCOTT et al., The Abolition of Slavery and the Aftermath of Emancipation in Brazil, Durham (NC), 1988.
[23] The standard account is P. KOLCHIN, Unfree Labor: American Slavery and Russian Serfdom, Cambridge (Mass.), 1987. A succint interpretation emphasizing serfdom as a set of practices rather than a closed system is S. HOCH, The Serf Economy and the Social Order in Russia, M. L. BUSH ed., Serfdom and Slavery: Studies in Legal Bondage, London and New York, 1996, pp. 311-22. A number of authors prefer the overarching term ‚servitude', for example M. L. BUSH, Servitude in Modern Times, Cambridge, 2000, who tends to see Russian serfdom as less oppressive than American slavery.
[24] See E. R. TOLEDANO, Slavery and Abolition in the Ottoman Middle East, Seattle, 1998.
[25] In the view of John Stuart Mill, the suppression of slavery and, thus, the ‚improvement' of the former slaveholders became the prime example of a successful „war against barbarism". See D. B. DAVIS, Slavery and Human Progress, New York and Oxford, 1984, p. 258.
[26] See L. TISE, Proslavery: A History of the defense of Slavery in America, 1701-1840, Athens (OH) and London,1987, chapters 10-13; D. G. FAUST ed., The Ideology of Slavery: Proslavery Thought in the Antebellum South, 1830-1860, Baton Rouge (LA), 1981.
[27] This has to be seen in connection with Enlightenment comments on ancient slavery. See J. DEISSLER, Antike Sklaverei und deutsche Aufklärung: Im Spiegel von Johann Friedrich Reitemeiers ‚Geschichte und Zustand der Sklaverey und Leibeigenschaft in Griechenland' (1789), Stuttgart, 2000.
[28] See for a largely convincing explanation: D. ELTIS, The Rise of African Slavery in the Americas, Cambridge, 2000.
[29] H. S. KLEIN, The Atlantic Slave Trade, Cambridge, 1999, pp. 103-29.
[30] This is the conclusion reached in a recent discussion of the literature: M. M. SMITH, Debating Slavery: Economy and Society in the Antebellum American South, Cambridge, 1998, p. 85-86.
[31] S. DRESCHER, Econocide: British Slavery in the Era of Abolition, Pittsburgh, 1977.
[32] See the careful interpretation of Smith's views on slavery in S. DRESCHER, The Mighty Experiment: Free Labor versus Slavery in British Emancipation, Oxford, 2002, chapter 3, especially pp. 23-24.
[33] See D. B. DAVIS, The Problem of Slavery in Western Culture, New York and Oxford, 1966, p. 434.
[34] See DAVIS, The Problem of Slavery cit., p. 112.
[35] A more radical view indicts the constitution as a pro-slavery document, for example P. FINKELMAN, Slavery and the Founders: Race and Liberty in the Age of Jefferson, Armonk (NY), 1996.
[36] See C. SUSSMAN, Consuming Anxieties: Consumer Protest, Gender, and British Slavery, 1713-1833, Stanford, 2000.
[37] A. DE TOCQUEVILLE, L'emancipation des esclaves, in: Œuvres complètes, ed. by J.-P. Mayer, vol. 3, Écrits et discours politiques, Paris, 1962, pp. 90-91.
[38] The most recent assessment is M. VORENBERG, Final Freedom: The Civil War, the Abolition of Slavery, and the Thirteenth Amendment, Cambridge, 2001.
[39] R. W. FOGEL, Without Consent or Contract: The Rise and Fall of American Slavery, New York and London 1989, pp. 413-414.
[40] See J. THORNTON, Africa and Africans in the Making of the Atlantic World, Cambridge, 1992, chapter 4.
[41] BERLIN, Many Thousands Gone cit., p. 17.
[42] See also N. CANNY and A. PAGDEN (eds.), Colonial Identity in the Atlantic World, Princeton, 1987; B. BAILYN and P. D. MORGAN (eds.), Strangers within the Realm: Cultural Margins of the First British Empire, Chapel Hill (NC), and London, 1991.
[43] Above all: S. FOSTER, The Long Argument: English Puritanism and the Shaping of New England Culture, 1570-1700, Chapel Hill,NC, and London, 1991.
[44] W. D. JORDAN, White over Black: American Attitudes toward the Negro, 1550-1812, New York and London, 1968, p. 384.